For NSCC members

Streamlined customer account transfers

Increase inbound ACATS by making them frictionless.

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ACATS receives & delivers
DTC free deliveries
Manual transfers
CBRS send/receive cost basis
Proud member of

Meet your new ACATS command center

For the small number of transfers that GoldenBasis doesn't fully automate, empower your ops team to easily handle exceptions.

TASK QUEUES
ROLES AND PERMISSIONS
INTEGRATIONS
DETAILED HISTORY
Connected to DTCC

Modern API for streamlined transfers

Our API with webhooks allow you to programmatically process transfers with ease and connect to all your existing systems. Our beautiful documentation, SDKs, and hands-on support make integration a breeze.

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TRANSFER TYPES SUPPORTED

Full transfer (FUL)

Partial transfer (PTR and PTD)

Fail reversal (FRV)

Residual credit (RCR)

Reclaim (RCL)

Position transfer fund (PTF)

Mutual fund cleanup (MFC)

ASSET CLASSES SUPPORTED

Equities and ETFs

Fixed income

Mutual funds

Options

Alternative investments

Unit investment trusts

Annuities

OTHER API HIGHLIGHTS

AI-powered data validation

Bulk transfer support

Robust error handling

Comprehensive documentation

Enterprise-grade security

Sandbox environment

Dedicated support team

Surprisingly easy to integrate

Our expert team becomes an extension of yours, working side-by-side to ensure a seamless integration.

Step 1
We connect to your DTCC account

You provision us with limited access to your DTCC clearing number, including ACATS and CBRS. This allows us to securely process transfers on your behalf.

Step 2
We integrate with your books & records

Our team works closely with yours to plug in GoldenBasis to your existing books and records system, whether it's homegrown or a third party provider.

Step 3
We complete our thorough test plan

We methodically work our way up from initiating our first transfer in your DTCC PSE (test) environment to handling your account transfers in production, rigorously testing at each step to ensure exceptional performance.

Step 4
We go live with confidence

As you gain confidence in the system, we'll fully automate more and more of your live transfers to enhance client experience, reduce operational cost, and mitigate regulatory risk.

Redefine client onboarding

Leverage GB's APIs and SDKs to transform client onboarding, making it simpler than ever for end clients to add assets.

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Simplify transfer forms for clients

With GoldenBasis, new clients can simply upload an account statement from their current brokerage. Our AI extracts and validates the fields, significantly reducing errors and confusion.

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Empower clients with real-time transfer tracking

With GoldenBasis, you can easily implement real-time status tracking for your end clients. This transparency keeps them informed and reduces support inquiries, enhancing their overall experience.

Our team comes from top financial, tech, and academic institutions

We're well funded and supported by top tier investors

FAQ

Who is GoldenBasis for?

GoldenBasis is made for NSCC members who want to automate their customer account transfers (ACATS). We can add the most value to the following types of firms:
- Self-clearing broker-dealers
- Correspondent clearing firms
- Private banks
- Large wealth management firms
- Insurance companies that sell annuities
- Mutual fund transfer agents

If you're an introducing broker dealer or RIA with over $1 billion in assets, and you're unhappy with how your clearing firm or custodian processes customer account transfers, please schedule time with us below, and we may be able to help.

What exactly does GoldenBasis do?

GoldenBasis is a new way for NSCC members to automate and manage customer account transfers (ACATS) from start to finish. We offer 3 main components:

1. A Transfer Command Center for your ops team to handle exceptions that can embed within your existing ops platform and maximize straight through processing. It can provide tailored views for both the NSCC member as well as any correspondents. The Transfer Command Center enables you to monitor all customer account transfers, take action on transfers, and view the complete history of actions taken by operations staff and the system.
2. A powerful set of APIs that allow GoldenBasis to connect with the DTCC and all of your existing back-office systems for complete customization.
3. Pilot programs, custom development, and consulting to ensure meaningful ROI with downside protection.

How long does it take to integrate GoldenBasis?

Integration times can vary depending on the complexity of your existing systems and the specific requirements of your firm. However, we aim to ensure a smooth and efficient implementation process, typically ranging from a few weeks to a few months.

How customizable is GoldenBasis?

GoldenBasis is highly customizable to meet the unique needs of each NSCC member. We understand that NSCC members have their own specific rules and policies regarding customer account transfers such as with margin requirements. We also allow firms to customize their level of automation.

For correspondent clearing firms, we can allow your correspondents to set their own firm-specific rules within the system.

Ready to reimagine your account transfers?

Schedule an intro with our Co-founder & CEO to see if there's a good fit